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Operational Risk Consultant 4/Securities and Investments Risk Insights

Company: Wells Fargo
Location: Des Moines
Posted on: October 12, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.
At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Wholesale Banking provides financial solutions to businesses across the United States and globally. Our four major business lines include Corporate & Investment Banking, Commercial Banking, Commercial Real Estate, and Wells Fargo Commercial Capital. We also have groups in credit risk, group risk, finance, marketing, human relations, and the Wholesale Chief Operating Office that support our businesses.
Wholesale Control (WC)
The Wholesale Control (WC) organization serves as the front line risk management organization within the Wholesale Banking group of Wells Fargo supporting the Wholesale businesses with risk strategy, implementation, and execution. The Wholesale Control team is accountable to assess and effectively manage risk across all risk types and Wholesale businesses delivering an integrated view of risks, producing a sustainable control environment, and instilling a culture of strong risk management. The team is responsible to identify and assess risks, design and implement controls, and execute and monitor the controls to ensure they are working effectively to manage risk across Wholesale. Wholesale Control interfaces with Independent Risk Management and Audit to drive comprehensive and consistent implementation of regulatory and corporate risk policies and programs across Wholesale.
The Role
The Wholesale Operational Risk Control (WORC) organization is part of the WC organization and provides an objective view of the state of Operational Risk across Wholesale Banking. In addition, WORC supports and ensures the effective and efficient execution of strong risk management programs in every Wholesale business units, particularly Securities processing and Investments. Working closely with the Wholesale business unit risk professionals and throughout Wells Fargo, WORC team members ensure that Wholesale business units manage risk with respect to our customers, our company and our communities. Within WORC, an exciting opportunity exists on the Risk Insights team.
Individual Responsibilities
As a member of the WORC Risk Insights team, the individual will be responsible for:

  • Facilitating and monitoring the execution of Operational Risk Programs (e.g. Payments, Operational Risk Events, Risk Measurements, etc) requirements for Wholesale Banking.
  • Establishing routines to monitor and report on WHLS businesses quality on executing and maintaining policy requirements.
  • Partnering with business and regional controls teams to understand operations risk events details to ensure that they are captured and escalated in accordance with policy requirements.
  • Monitoring, reporting and analyzing operational risk metrics data.
  • Providing insights into specific operational risk and control metrics used to identify risk in the Wholesale group.
  • Researching requests aligned to strategic initiatives.
  • Facilitating process and control reviews based on trends identified through risk metrics to identify areas of opportunities to strengthen controls. The Candidate
    The WORC - Risk Insights, Operational Risk Consultant 4 (ORC4) will be responsible for partnering primarily with WORC Operational Risk Program leaders and Business Operational Risk Controls leaders to drive execution of specific Operational Risk Program requirements and develop solutions to strengthen controls in processes to reduce risk of an operational failure from occurring.
    Primary responsibilities include:
    • Partnering with operational risk and business controls program resources, particularly in the Securities processing and Investment area, to ensure requirements are met for the Operational Risk Events Program and Payments Program
    • Identifying, reporting and escalating emerging risks identified through data sources and analysis.
    • Leading or participating in projects and initiatives to deliver holistic solutions.
    • Developing or enhancing end-to-end quality assurance routines.
    • Partnering in scenario analysis and capital planning activities. Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

      Required Qualifications
      • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both Desired Qualifications
        • Advanced Microsoft Office skills
        • Excellent verbal, written, and interpersonal communication skills
        • Strong analytical skills with high attention to detail and accuracy
        • Ability to interact with all levels of an organization
        • Advanced Microsoft Office skills
        • Strong analytical skills with high attention to detail and accuracy
        • Strong organizational, multi-tasking, and prioritizing skills
        • Excellent verbal, written, and interpersonal communication skills
        • Ability to interact with all levels of an organization
        • Ability to translate and summarize complex data into understandable, actionable information and recommendations
        • Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important
        • Ability to negotiate, influence, and collaborate to build successful relationships Other Desired Qualifications
          • Experience in securities and / or investments
          • Operational risk events and / or payment systems risk experience evaluating external Clearing Houses,
          • Experience with Finance Risk Management or Capital Management
          • Understanding of query development, database and entity relationship design
          • Demonstrated ability to collaborate with team members, work through problems, and reach decisions that are in the best interest of the Company and customers
          • Demonstrated ability to build collaborative partnerships across business units, creating alliances among diverse stakeholders
          • Experience with designing and developing executive-level reports given large data sets
          • Proven ability to transform data into actionable intelligence
          • Experience in challenging the status quo in a profession, non-threatening manner
          • Highly proactive, self-directed and ability to effectively deliver against goals and deadlines with minim direction
          • Detailed oriented
          • Self-starter and curious learnerJob Expectations
            • Ability to travel up to 10% of the time Salary Information
              The salary range displayed below is based on a Full-time 40 hour a week schedule.

              NC-Raleigh: Min: $80,500 Mid: $115,000
              AZ-PHX-Central Phoenix: Min: $80,500 Mid: $115,000
              CO-Denver: Min: $80,500 Mid: $115,000
              MN-Saint Louis Park: Min: $80,500 Mid: $115,000
              GA-Atlanta: Min: $80,500 Mid: $115,000
              TX-DAL-Downtown Dallas: Min: $80,500 Mid: $115,000
              IA-Des Moines: Min: $80,500 Mid: $115,000
              NC-Charlotte: Min: $80,500 Mid: $115,000
              MO-Saint Louis: Min: $80,500 Mid: $115,000

              Street Address
              NC-Raleigh: 1100 Corporate Center Dr - Raleigh, NC
              AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ
              CO-Denver: 1700 Lincoln St - Denver, CO
              MN-Saint Louis Park: 435 Ford Rd - Saint Louis Park, MN
              GA-Atlanta: 3579 Atlanta Ave - Atlanta, GA
              TX-DAL-Downtown Dallas: 1445 Ross Ave - Dallas, TX
              IA-Des Moines: 800 Walnut St - Des Moines, IA
              NC-Charlotte: 301 S Tryon St - Charlotte, NC
              MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO

              Disclaimer
              ..... click apply for full job details

Keywords: Wells Fargo, Des Moines , Operational Risk Consultant 4/Securities and Investments Risk Insights, Accounting, Auditing , Des Moines, Iowa

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