DesMoinesRecruiter Since 2001
the smart solution for Des Moines jobs

Compliance Manager 4

Company: Wells Fargo
Location: Des Moines
Posted on: December 5, 2019

Job Description:

Job Description
?Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.? In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.This Compliance Manager 4 role will work closely and in strong partnership with various teams, both domestic and international, including Wholesale Banking businesses, Wells Fargo Compliance colleagues, Wholesale Control Executives, the Legal Department, and other risk disciplines to implement policies, procedures, trainings, controls, monitoring and surveillance to mitigate risks. In addition, the role will provide guidance to the business in interpreting applicable regulations and providing advisory support on a transactional basis, as needed. In addition, the Compliance Manager 4 will serve as the firm?s Regulatory Source Owner for Federal Reserve Board Regulations K (International Operations), 12 CFR Part 24 Public Welfare Investments, Merchant Banking and Bank Holding Companies and Change in Bank Control-Regulation Y.? The Compliance Manager 4 role may also support other regulatory projects or initiatives as needed including serving as a central point of contact for one or more Wholesale Banking businesses.? Specifically, the role will:

  • Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies or regulatory matters.
  • Draft and manage the implementation and ongoing maintenance of applicable policies and standards.
  • Perform monitoring to promote compliance with regulatory requirements.
  • Oversee and administer the Regulatory Source Owner programs including Federal Reserve Board Regulations K (International Operations), OCC 12 CFR Part 24 Public Welfare Investments, and Bank Holding Companies and Change in Bank Control-Regulation Y pursuant to applicable Compliance Policy.
  • Monitor the firm?s private investments pursuant to the Bank Holding Company Act and coordinate position monitoring with the equity aggregation monitoring team.
  • Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance issues across business lines, legal entities, geographies, and jurisdictions; and escalate compliance issues to senior Compliance management.As a Team Member Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will:
    • Lead your team with integrity and create an environment where your team members feel included, valued, and supported to do work that energizes them.
    • Accomplish management responsibilities which include sourcing and hiring talented team members, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and completing daily management tasks.??????

      Required Qualifications
      • 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both
      • 5+ years of management experience

        Desired Qualifications
        • Advanced Microsoft Office skills
        • Excellent verbal, written, and interpersonal communication skills
        • Strong analytical skills with high attention to detail and accuracy
        • Ability to articulate complex concepts in a clear manner



          Street Address
          GA-Atlanta: 3579 Atlanta Ave - Atlanta, GA
          NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC
          SC-Fort Mill: 3480 State View Blvd - Fort Mill, SC
          TX-DAL-Downtown Dallas: 1445 Ross Ave - Dallas, TX
          CO-Denver: 1700 Lincoln St - Denver, CO
          MN-Minneapolis: 600 S 4th St - Minneapolis, MN
          IA-Des Moines: 800 Walnut St - Des Moines, IA
          AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ
          OR-Portland: 1300 Sw 5th Ave - Portland, OR


          Disclaimer

          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.


          Company Description:

          Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.9 trillion in assets. Wells Fargo---s vision is to satisfy our customers--- financial needs and help them succeed financially. With approximately 261,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 29 on Fortune---s 2019 rankings of America---s largest corporations. News, insights and perspectives from Wells Fargo are also available at Wells Fargo Stories.--Wells Fargo has been helping military members and veterans succeed financially for nearly 170 years. Throughout the years, Wells Fargo has supported military members and veterans through initiatives to recruit and retain team members, and through foundation donations, countless volunteer hours, and event sponsorship.

Keywords: Wells Fargo, Des Moines , Compliance Manager 4, Executive , Des Moines, Iowa

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Executive Jobs


Restaurant Assistant Manager
Description: Restaurant Assistant Manager - Start at 50K per yearAssistant ManagerOur Assistant Managers AM not only have an appetite for bottomless fun compassion for our crazy loyal guests, they manage day (more...)
Company: Red Robin
Location: West Des Moines
Posted on: 12/10/2019

11B Infantryman - Management Training
Description: The Infantry is the backbone of the Army. These Soldiers fill the literal boots on the ground who are responsible for taking or holding ground during any combat operation. You'll attack, repel, and capture (more...)
Company: Army National Guard
Location: Waterloo
Posted on: 12/10/2019

Restaurant Manager - Start at $40k+ / year!
Description: Job DescriptionWhere Careers Are Made Come be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make a simple pledge (more...)
Company: Village Inn
Location: Des Moines
Posted on: 12/10/2019


Restaurant Kitchen Manager - Start at $40k+ / year
Description: Where Careers Are MadeCome be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make a simple pledge to our team (more...)
Company: American Blue Ribbon Holdings
Location: Ames
Posted on: 12/10/2019

Restaurant Manager - Start at $41k+ / year
Description: Where Careers Are MadeCome be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make a simple pledge to our team (more...)
Company: Village Inn
Location: Ames
Posted on: 12/10/2019

Commercialization Manager in Des Moines, Iowa - Careers at CO-OP - Admin - Clive, IA
Description: The Opportunity CO-OP Financial Services is bringing digital transformation to the credit union movement. We're creating innovative technology solutions that help not-for-profit credit unions best serve (more...)
Company: Co-Op Financial Services
Location: Des Moines
Posted on: 12/10/2019

Restaurant Manager - Start at $41k+ / year
Description: Where Careers Are MadeCome be part of over 60 years of solid experience that has helped us grow from one location in 1958 to over 200 locations today. Our restaurants make a simple pledge to our team (more...)
Company: Village Inn
Location: Ames
Posted on: 12/10/2019

FINANCIAL REPORTING MANAGER
Description: Job Reference Number: 19-973655 br br Financial Reporting Manager position in Des Moines What do you find most important in your job search Is it culture Compensation Benefits Opportunity If (more...)
Company: Aureus Group
Location: Des Moines
Posted on: 12/10/2019

Director, Equity Inclusion Appt
Description: Title: Director, Equity Inclusion : 80 Appt. - Description: The Campus Equity and Inclusion Director works towards creating and maintaining an equitable and inclusive university. Reporting to (more...)
Company: Drake University
Location: Des Moines
Posted on: 12/10/2019

Director of Law Enforcement Torch Run
Description: DIRECTOR OF LAW ENFORCEMENT TORCH RUN LETR POSITION DESCRIPTION The Director of LETR is a full-time exempt position that is responsible for the organization of various fundraising efforts throughout (more...)
Company: Special Olympics Iowa
Location: Des Moines
Posted on: 12/10/2019

Log In or Create An Account

Get the latest Iowa jobs by following @recnetIA on Twitter!

Des Moines RSS job feeds