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Product Manager - Market Linked Investments

Company: Wells Fargo
Location: Des Moines
Posted on: August 7, 2022

Job Description:

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.About this role: Wells Fargo is seeking a Product Manager to support the day-to-day management activities for a full suite of Market Linked Investments to our brokerage clients. Market Linked Investments currently include Market Linked CDs and Market Linked Notes, which can serve as investment solutions across multiple asset classes for our mass, affluent and high net worth clients. In this role, you will:

  • Supporting and maintaining sales force product knowledge, assisting with trading systems, and resolution management
  • Compiling and managing sales data for channel specific and firm wide sales reporting in addition to customized reports for senior management
  • Developing and/or enhancing risk management tools consistent with firm principles and policies
  • Collaborating with Wells Fargo Securities (WFS) partners, Business Development Group, and members of Compliance Dept. on educational and marketing initiatives
  • Supporting the Compliance Advertising Review (CAR) document review process
  • Working with WFS product underwriters on product initiatives and calendar selection process
  • Assisting with training protocols and channel communications regarding educational initiatives
  • Ensuring policies and procedures adhere to compliance and regulatory standards
  • Collaborate and consult with project teams, internal partners and stakeholders, including vendors and third partiesPreferred location is St. Louis, MO however role can sit in Charlotte, NC, Minneapolis, MN or Des Moines, IA locations. Hybrid Schedule (3 days in office / 2 days remote.)Required Qualifications:
    • 2+ years of Product Management experience, product development experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationDesired Qualifications:
      • 2+ years financial services industry experience, Brokerage industry experience is ideal.
      • Demonstrated knowledge of Market Linked Investments or Structured Products
      • FINRA registration including Series 7 (or FINRA recognized equivalents)
      • FINRA registration including Series 63 (or FINRA recognized equivalents)
      • Demonstrated professional written and verbal communication skills
      • Strong technical and analytical capabilities
      • Knowledge of complex products
      • Attention to detail and well organized
      • Proficient in all Microsoft Office programs
      • Ability to work with internal partners to achieve results
      • Experience working in a team environmentJob Expectations:
        • Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position
        • FINRA Series 7 and 63 examinations, or equivalent must be completed within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance
        • Compliance with state law registration and licensing requirements is mandatory
        • In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply
        • Additional requirements include meeting enhanced financial fitness and criminal background standards
        • Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance
        • For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required Posting Location:
          • 1 North Jefferson Avenue - Saint Louis, MO
          • 401 South Tryon Street - Charlotte, NC
          • 801 Walnut Street - Des Moines, IA
          • 90 South 7th Street - Minneapolis, MN
            We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Keywords: Wells Fargo, Des Moines , Product Manager - Market Linked Investments, Executive , Des Moines, Iowa

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