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Operational Risk Manager 2 - Wholesale Financial Crimes Operations Per

Company: Wells Fargo
Location: Des Moines
Posted on: February 15, 2019

Job Description:

Operational Risk Manager 2 - Wholesale Financial Crimes Operations Per Job DescriptionAt Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk, and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.Wholesale Banking provides financial solutions to businesses across the United States and globally. Our four major business lines include Corporate & Investment Banking, Commercial Banking, Commercial Real Estate, and Wells Fargo Commercial Capital. We also have groups in credit risk, group risk, finance, marketing, human relations, and the Wholesale Chief Operating Office that support our businesses.Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.The Wholesale Financial Crimes Operations (WFCO) team is responsible for the coordination, oversight, and ultimate execution of Wholesale Banking's commitments to key internal and external stakeholders as it relates to the management of financial crimes risk with the Wholesale Bank. In addition to having responsibility for Wholesale Banking's execution of the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) program, WFCRC is also responsible for the remediation of the OCC BSA/AML Consent Order.This team will partner with line of business (LOB), operations, risk and compliance team members, Wholesale Control Executive Office, Enterprise Financial Crimes Risk Management, Wells Fargo Audit Services, and Testing & Validation to advocate and ensure alignment in scope, purpose, expectations, and execution of the Wholesale Financial Crimes Program. The team will achieve this through a focus on strong communication, strategic planning, thoughtful and meaningful tracking/reporting, and timely escalation and change management.The newly created Wholesale Financial Crimes Periodic Review team within Wholesale Financial Crimes Operations is seeking a dynamic leader. Specifically, this leader will manage the newly formed Periodic Review team for Wholesale Banking. The team will interact with the front line team members, relationship managers, and/or LOB Financial Crimes teams to ensure accurate, timely, and successful completion of product risk assessments. The team is geographically disbursed and this leader will be responsible for managing multiple work sites. This Operational Risk Manager 2 (ORM2) will interact with LOBs, independent risk management, and audit.ORM2 Responsibilities: Assist in the development, advancement, management, and maintenance of the periodic review program for WFCO; this program includes metrics and reporting, ad-hoc analysis, governance, policies and procedures development and maintenance, supervisory reviews, audit responses, and other duties as assigned Assist in the development of centralized Periodic Review operations in select hub cities Lead and motivate select LOB teams performing Periodic Review related tasks Establish relationships/work closely with partners in Risk and Compliance, Financial Crimes, Legal, Analytics, and AML Compliance to keep abreast of regulatory guidance and rulings, and enforcement actions and penalties, as well as maintaining an understanding of current events and international affairs Assist in the communication of standards, policy interpretations, and performance expectations that drive consistent, sustainable periodic review compliance management across Wholesale Banking in accordance with all relevant corporate policies and guidelines Assist the Head of Ongoing Monitoring in the completion of all ad-hoc requests, as applicableAs a Team Member Manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will: Lead your team with integrity and create an environment where your team members feel included, valued, and supported to do work that energizes them. Accomplish management responsibilities which include sourcing and hiring talented team members, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and completing daily management tasks.Required Qualifications 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 4+ years must include direct experience in compliance, operational risk management, or a combination of both2+ years of management experience, or 3+ years of leadership experience Desired Qualifications Advanced Microsoft Office skillsExcellent verbal, written, and interpersonal communication skillsStrong analytical skills with high attention to detail and accuracyAbility to articulate complex concepts in a clear manner Other Desired Qualifications Working knowledge of BSA/AML programs including KYC, CDD, EDD, CIP and/or other related risk and regulatory disciplines Certified Anti Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM) designation Ability to operate independently with minimal supervision, and effectively manage work requests to meet performance expectations Ability to dissect complex organizational structures to complete due diligence Ability to handle confidential material in a professional manner Ability to prioritize tasks, achieve goals, and work under pressure in a dynamic and complex environment Ability to collaborate with geographically dispersed teams and matrixed relationships Ability to navigate through ambiguity and maintain momentum, driving for results and clarity in uncertain situations Proactive self-starter who values personal accountability and thrives under pressure in a fast-paced and demanding environmentDisclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, Des Moines , Operational Risk Manager 2 - Wholesale Financial Crimes Operations Per, Executive , Des Moines, Iowa

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